Job Description

• Work with our clients in the US to assist them in Regulatory risk and compliance projects pertaining to regulatory requirements, regulatory reporting, remediation process, process Governance and documentation, regulatory compliance, reporting.
• Key engagement responsibilities would be:
• Regulatory reporting, Building Tools accelerators, Process improvement, TOM for CCAR and BASEL reporting for major US Bank Holding Companies
• Understanding current reporting process and able to replicate it and improve the process
  
  
  

Responsibilities

Roles and responsibilities

We are recruiting for an Executive/Senior in the Regulatory Advisory team. Your responsibilities will include:

• Work with our clients in the US to assist them in Regulatory risk and compliance projects pertaining to regulatory requirements, regulatory reporting, remediation process, process Governance and documentation, regulatory compliance, reporting.
• Key engagement responsibilities would be:
• Regulatory reporting, Building Tools accelerators, Process improvement, Risk and controls assessment for major US Bank Holding Companies
• Understanding current reporting process and able to replicate it and improve the process
• Understanding of Balance sheets, profit and loss statements, and other financial reports
• Exposure to US regulatory reports and Liquidity reports is an added advantage
• Hands on experience in building tools using advanced XL/VBA is an advantage, Data management and aggregation
• Responsible for key deliverables and engage with Managers, client team members to understand reporting nuances and do successful delivery
  
  
  

#KGS

Qualifications

Skills/Experience required:

• Banking Processes, Risk and control assessments, Regulatory mapping experience
• Retail and commercial banking operations experience, Polices and Procedures review
• Regulatory and Compliance controls gap assessment, Test script development, Data testing
• Third Party Risk Assessment, Current state assessment, Framework assessment
  
  
  

Education / Professional Qualifications

Advanced degree in Financial Engineering OR any other tier1 institute or B.tech. + MBA in finance. Professional Certification such as FRM, preferred

Prior Experience

1-3 (Executive)/3-6 years (Senior) of experience working in the Risk and Regulatory space for Banks.

Strong understanding of Banking and Regulatory space

#KGS